Wealth management

Alpha Advisor

The copilot that prepares, plans and executes with the advisor.

Continuous planning + automatic meeting preparation + supervised agents.

See the copilot in action View features

Fully adaptable to your institution's needs

Continuous planning Ongoing monitoring of the portfolio and the client
Automatic meeting preparation Briefing, agenda and insights before each meeting
Supervised agents Agent that the advisor makes available to the client; the advisor configures autonomy and manual approvals.
Sector Context

The Wealth Management and Investments market is undergoing profound transformation

Demanding new technological and operational approaches to meet the demands of the Brazilian financial market

Personalization

Individualized experiences and recommendations for each investor, meeting specific needs and unique objectives.

Regulation

Growing regulatory requirements (CVM, Bacen, COAF) demanding continuous compliance and rigorous documentation.

Governance

Standardized processes and robust internal controls to ensure quality and traceability across all operations.

Scalability

Consultative scale without increasing costs and headcount, enabling sustainable growth of the operation.

Multichannel

Integrated service across multiple channels and devices, offering a consistent experience on all platforms.

Alpha Advisor

What is Alpha Advisor

Alpha Advisor is the autonomous agent that the institution and the advisor make available to the client. The agent can speak directly to the client (messages, responses, follow-ups); the institution configures autonomy — what requires approval before sending and what can go directly. It includes automatic suitability, recommendations with clear rationale and compliance (CVM, Bacen, COAF). Every decision is traceable and every recommendation has documented rationale. For the advisor's copilot (planning, meetings, workspace), see WealthCopilot.

Automatic Suitability

Automated profiling and suitability, in compliance with CVM

Explainability

Recommendations with clear, well-founded rationale — every suggestion with documented reasoning

Smart Monitoring

Proactive alerts on market and client profile

Advisor workspace

Extension of your workflow: consolidated view, insights and actions in the same operational environment

For the advisor

Operational copilot

Tools available to the advisor day to day: continuous planning, meeting preparation, workspace and insights.

Continuous planning

Portfolio and client monitoring

Meeting preparation

Briefing, changes, agenda and insights

Advisor workspace

Consolidated view and copilot in the same environment

Suitability and explainability

Profile and recommendations with documented rationale

Alerts and monitoring

Proactive on market and client profile

Meeting Preparation

Automatic meeting preparation

The advisor arrives at the meeting prepared: briefing, relevant changes and suggested agenda in one place.

Automatic briefing

Summary of the client and context for the meeting, generated automatically from updated data and history.

Changes since last meeting

What changed in the portfolio, profile or client's life since the last meeting — objective view to prioritize what to discuss.

Suggested agenda

Recommended topics for the meeting based on maturities, opportunities and investor profile.

Priority insights

Points that deserve emphasis or action, ordered by relevance for the advisor and the client.

For the client

Agent you make available to the client

The institution and the advisor make the agent available to the client and configure autonomy: what requires approval before sending and what can go straight through.

The agent can talk directly to the client (messages, responses, follow-ups) when configured to do so. These are features and capabilities the client receives, with the advisor in control: approve before sending, configure autonomy. You make the agent available and define the level of autonomy; the advisor keeps control.

Communication with the client under the advisor's supervision.

Deep Customization

Deep Customization for Your Institution

Alpha Advisor is not a closed solution — it is a configurable advisory framework that adapts fully to your institution's identity, policies and processes.

Recommendation Rules

Define allocation criteria, risks and recommendable products. Configure the business rules that determine how the system analyzes and recommends investments, ensuring full alignment with your internal policies.

Internal Policies

Incorporate compliance, risk and corporate governance guidelines. Alpha Advisor operates within the limits and processes defined by your institution, ensuring full compliance with your internal policies.

Visual Identity and Language

Customize tone of voice, terminology and your brand visuals. The system speaks as your institution, uses your language and presents itself visually aligned to your corporate identity.

Customer Journey Flows

Configure specific journeys by client type and investment objectives. Each client profile can have a unique experience, guided by customized flows that reflect your internal processes.

Configurable Advisory Framework

Alpha Advisor is built as a flexible framework that allows deep customization at every layer: from business rules to user experience. You don't need to adapt to the system — the system adapts fully to your operational and strategic reality.

Main Features

Tools that extend the advisor's workflow: from suitability to meeting preparation and supervised communication

Advisor copilot

Tools that extend the advisor's workflow.

Automatic Suitability

Automated profiling and suitability, in compliance with CVM. Automatic risk profile and product compatibility analysis per CVM 539 and 30 regulations.

Explainability

Recommendations with clear, well-founded rationale. Every investment suggestion comes with technical explanations that help the client understand the decision — documented rationale for compliance.

Smart Alerts

Proactive alerts on market and client profile. The system continuously monitors the portfolio and market, sending relevant notifications when needed.

Advisor workspace

Portfolio view, conversation with the copilot (questions, maturities, products) and meeting preparation in the same environment. Integrated flow for the advisor's day to day.

Regulatory Report

Automatic documentation for CVM and Bacen. Automatic generation of suitability reports and documentation required for regulatory compliance.

Open Finance Integration

Connects to Open Finance for complete analysis of the client's financial situation, enabling a holistic view for more accurate recommendations.

Agent for the client

The institution and the advisor make the agent available and configure autonomy.

What you can make available to the client

Agent that talks to the client (messages, responses, follow-ups); configurable autonomy; approval before sending when configured. The advisor defines the level of autonomy and keeps control.

Control and supervision

Configurable Autonomy and Human-in-the-Loop

Your institution defines how much autonomy the agent has. Alpha Advisor is designed for human-in-the-loop: handoffs and human approvals only when necessary — ideal for companies and critical automations.

Pause execution

Interrupt the agent's flow when you need to. Full control over when automation continues or stops for human review.

Request human approval

The agent requests validation before proceeding on sensitive decisions. Handoffs and approvals only when needed.

Adjust decisions

Humans can correct or refine what the agent proposes. Fine-tuning while keeping traceability and compliance.

Ideal for companies and critical automations.

Compliance, Observability and Explainability

Secure and compliant operation

Regulatory compliance, decision traceability and rationale for every recommendation — essential for regulated environments.

Suitability and Adequacy

Automatic risk profile and product compatibility analysis per CVM 539 and 30 regulations. All recommendations aligned to the investor profile.

Observability and Traceability

Audit trails: complete log of interactions, decisions and rationale. Full traceability for audits and compliance.

Secure Architecture

Infrastructure protected with encryption, access controls and data segregation. Secure environment for processing sensitive financial information.

Control and Supervision

Your institution defines the limits of autonomy. The flow allows pausing execution, requesting human approval and adjusting decisions. System restricted to pre-approved parameters.

Compliance with Regulators

Aligned to the main regulations of the Brazilian financial market

CVM

Securities and Exchange Commission

BACEN

Central Bank of Brazil

COAF

Council for Financial Activities Control

Prototype Demo

Consultive Journey

Client journey: from contact to final recommendation

Profile and Suitability

Automated profiling and regulatory suitability, ensuring every recommendation is aligned to the investor profile.

Recommendation with Rationale (Explainability)

Investment suggestions with clear, well-founded technical rationale, helping the client understand each decision.

Regulatory Report

Automatic documentation for CVM and Bacen, ensuring full compliance with regulatory requirements.

Advisor workspace: portfolio and insights → Meeting preparation → Opportunities and alerts → Open Finance.

Use Cases

How Alpha Advisor transforms different types of institutions

Fintechs

Expands service capacity without increasing operational costs, offering specialized 24/7 consulting.

  • 60% reduction in onboarding time
  • 40% increase in lead conversion
  • 24/7 availability without additional costs

Traditional Banks

Modernizes investment services while maintaining the quality and compliance required by the market.

  • Service standardization
  • Reduction of operational errors
  • Improvement in customer experience

Brokerages

Scales personalized service to thousands of clients simultaneously while maintaining quality.

  • Unlimited simultaneous service
  • Automated profile analysis
  • Real-time report generation
How We Run a POC

Structured process in 4 weeks

We have developed a structured process for an agile POC with minimal operational risk

1

Week 1 — Mapping

Requirements gathering, current processes and needed integrations. We gain a deep understanding of your operation, needs and objectives.

2

Week 2 — Customization

Configuration of rules, policies, visual identity and specific flows. We adapt Alpha Advisor fully to your reality.

3

Week 3 — Integration

Connection to internal systems, APIs and databases. We integrate Alpha Advisor with your existing infrastructure securely and efficiently.

4

Week 4 — Validation

Testing, final adjustments and preparation for controlled go-live. We validate everything together and prepare for real operation.

What We Need

Requirements to get started

To run a successful POC, we need some essential elements

Technical Contact

Responsible for integrations and systems architecture. Someone who understands the technical infrastructure and can facilitate connection to existing systems.

Business Contact

Executive sponsor and strategic alignment. A leader who can make decisions and ensure the project is aligned with the institution's objectives.

Compliance Guidelines

Internal policies and specific regulatory requirements. Documentation that defines the rules, limits and processes Alpha Advisor must follow.

Access to Endpoints

APIs and systems needed for technical integration. Access information and technical documentation of the systems that need to be integrated.

Ready for your institution to serve each client better?

Schedule a personalized demonstration and discover how Alpha Advisor can be adapted to your institution's reality — compliance, traceability and explainability included.

See the copilot in action Schedule demonstration

For a solution adapted to your institution, schedule a conversation.

Talk to us

Questions about Alpha Advisor? Contact us: contact@aiqgen.com

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