Wealth management

Alpha Advisor

An agent that interacts with the client — messages, responses and follow-ups, with autonomy and supervision configurable by the institution and the advisor.

See it in action View features
Agent for the client The advisor makes the agent available to the client; messages, responses and follow-ups under supervision
Configurable autonomy Define what requires approval before sending and what can go straight to the client
Compliance and traceability CVM, Bacen, COAF. Every decision traceable; every recommendation with documented rationale.
Context

Wealth and investments demand personalization, regulation (CVM, Bacen, COAF) and scalable advice. Alpha Advisor delivers an agent that talks to the end client under your institution's rules — without replacing the advisor in the trust relationship.

Alpha Advisor

Agent that interacts with the client

The institution and the advisor make the agent available to the client. It can exchange messages, respond and follow up; you define what runs automatically and what requires approval before sending. Suitability and recommendations come with documented rationale, aligned with CVM, Bacen and COAF.

  • Client interaction under configurable rules and supervision
  • Adjustable autonomy (human-in-the-loop when needed)
  • Traceability and explainability for audit

For the advisor copilot (planning, meetings, workspace), use WealthCopilot.

Deep customization

Customization for your institution

A configurable framework: rules, policies, identity and flows aligned to your process — the agent speaks as your brand and respects the limits you set.

Recommendation rules

Allocation, risk and product criteria aligned with your policies.

Internal policies

Compliance, risk and governance built into how the agent operates.

Identity and language

Tone of voice and visuals of your brand in client interactions.

Service flows

Journeys by client profile and investment objective.

Main features

Client interaction, configurable autonomy (pause, request approval, adjust decisions), suitability and compliance.

Agent for the client

An agent that talks to the client (messages, responses, follow-ups). The institution and the advisor make it available and configure autonomy — including approval before sending when required.

Automatic suitability

Automated profiling and suitability aligned with CVM. Risk profile and product fit per CVM 539 and 30.

Explainability

Recommendations with clear rationale. Every suggestion includes documented reasoning for compliance.

Regulatory reporting

Automated documentation for CVM and Bacen. Suitability reports and records for regulatory compliance.

Open Finance integration

Connects to Open Finance for a fuller view of the client's finances and more precise recommendations.

Human-in-the-loop: pause the flow, require approval before anything is sent to the client, or adjust what the agent proposes — always with an audit trail.

For the advisor copilot (planning, meetings, workspace), see WealthCopilot.

Compliance, observability and explainability

Secure and compliant operation

Regulatory alignment, traceability of decisions and rationale for every recommendation — essential in regulated environments.

Suitability and adequacy

Automatic risk profile and product fit per CVM 539 and 30. Recommendations aligned to the investor profile.

Observability and traceability

Audit trails: full record of interactions, decisions and rationale for audits and compliance.

Secure architecture

Encryption, access controls and data segregation for sensitive financial information.

Compliance with regulators

Aligned with key regulations in the Brazilian financial market

CVM

Securities and Exchange Commission

BACEN

Central Bank of Brazil

COAF

Council for Financial Activities Control

In practice

From profile to documented recommendation — the agent interacts with the client at each step under your institution's rules.

Profile and suitability

Suitability and product fit aligned with regulation.

Explainable recommendations

Suggestions with clear rationale for the client and for audit.

Reporting and compliance

Documentation for CVM and Bacen requirements.

Fintechs, banks and brokerages use the agent to scale contact with investors without losing standardization or supervision. Metrics depend on each implementation.

POC

Implementation

Typical milestone in four weeks: mapping → customization → integration → validation. Adjustable to your context.

  1. Mapping — requirements, processes and integrations.
  2. Customization — your institution's rules, policies and flows.
  3. Integration — APIs and existing systems.
  4. Validation — testing and controlled go-live.

To get started

Ready for your institution to serve each client better?

Schedule a personalized conversation and see how Alpha Advisor can fit your institution — compliance, traceability and explainability included. For the advisor copilot, see WealthCopilot.

See it in action Schedule demonstration

For a solution adapted to your institution, schedule a conversation.

Talk to us

Questions about Alpha Advisor? Contact us: contact@aiqgen.com

Talk to us

AIQGEN

Online now

Hello! 👋 How can we help you today?